Misleading issuer disclosure enforcement actions

This library records 214 enforcement actions tagged misleading issuer disclosure. Misleading issuer disclosure is a listed company, or the people running it, giving the market false, incomplete or late information about its finances, business or prospects, so that the share price rests on a picture the company knew, or should have known, was wrong.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the misleading issuer disclosure technique page.

Actions

100

Total penalties

$0

Median penalty

—

Largest

—

Criminal parallel

1%