Coverage of the library

The library holds 2,428 records from 8 sources at five regulators, the latest filed on 2026-09-04. 2,428 have been checked against the regulator's document by AI agents, 190 still show a filing with no outcome recorded, and 13 named sources are not collected.

Records by source and year

Shading shows each cell as a share of its row, so a small source and a large one can be compared. The collection windows differ: SEC litigation releases start in 2015, while the other standing sources start in 2013. Before 2013 only the administrative law judge decisions (collected from 2003) and a few individually added SEC documents appear.

Filing year is the date of the regulator's document. The latest year is partial.

First and last filing date per source
Source	Records	First filed	Last filed
SEC: litigation releases	1,209	2015-01-13	2026-09-04
SEC: administrative proceedings	584	2013-01-10	2026-05-22
SEC: administrative law judge initial decisions	61	2004-05-11	2026-02-11
SEC: older documents added individually	6	2007-05-03	2017-02-08
CFTC: enforcement press releases	338	2013-01-28	2026-08-28
FCA: final notices	48	2013-02-06	2026-01-27
ASIC: media releases	113	2014-10-08	2026-05-22
OSC: Capital Markets Tribunal proceedings (Ontario)	69	2013-03-18	2025-10-22

How far the records have been checked

Checked against the primary document2,428 (100%)
Not yet checked0
Alleged, no outcome recorded190 (8%)
Settled1,192 (49%)
Judgment entered985 (41%)
Status unknown29 (1%)
Dismissed25 (1%)
On appeal7 (0%)

Checked means AI agents compared the record with the regulator's own document; no lawyer has reviewed it. A record at "alleged, no outcome recorded" was searched for an outcome and none was found in the sources read; the matter may have ended without a public document.

Sources not collected

None of these is in the counts above. Most are closed to automated readers by the publisher's own instruction or by a bot challenge, which this project does not get around.

Sources not ingested
Source	Where	Status	Why
DOJ press releases	US	Rolling window only	The press-release index renders client-side and its pager returns HTTP 403, so only the site-wide RSS feed is read. There are no DOJ records in the library; criminal matters appear through the criminal-parallel flag on SEC and CFTC records.
FINRA disciplinary actions	US	Not collected	FINRA's robots.txt asks crawlers not to read the disciplinary index, the online database or the action documents.
FINRA arbitration awards	US	Not collected, out of scope	Closed by the same robots.txt, and a private damages award is not a finding that anyone broke the law.
NFA disciplinary actions	US	Not collected	The robots.txt disallows the directory the disciplinary system lives in.
NYDFS virtual-currency enforcement	US	Not collected, not an access gap	Open to read. Eight consent orders were read in full and none describes trading misconduct.
SEC whistleblower award orders	US	Not collected, not an access gap	Each order redacts the covered action, so no respondent or release number remains to attach a record to.
CIRO enforcement	Canada	Not collected	Every path answered with a Cloudflare challenge when last checked (2026-09-20), and the library does not defeat bot protection.
BCSC and ASC enforcement	Canada	Not collected	Client-rendered search applications with no feed and no crawlable index.
AMF enforcement	Canada (Quebec)	Not collected	A Cloudflare challenge on every path, including robots.txt.
CSA Disciplined List	Canada	Not collected	A JavaScript challenge, and a register of who was sanctioned rather than what they did.
Hong Kong SFC enforcement news	Hong Kong	Not collected	A client-rendered application over an undocumented API, with no feed and no per-release URLs in the sitemap.
Singapore MAS enforcement actions	Singapore	Not collected, to be retried	On 2026-09-20 every path answered with a maintenance page. The robots.txt would permit crawling.
CySEC enforcement	Cyprus	Not collected	The robots.txt disallows everything for crawlers other than two named search engines.

Detail and licences: sources.

Freshness

The newest record was written to the library on 2026-10-01, and the most recent filing date is 2026-09-04. Most records carry an earlier write date because the library was rebuilt in bulk in September 2026, so the write date shows when the data was last touched, not how recently each regulator's output was read.

How to read counts on this site

A count here is a count of records, and a record is one regulator document: one release, one order, one decision. A matter that produced a filing, a settlement and a judgment can appear as three records, so a record count is not a count of schemes or of people.

The records show what regulators chose to pursue and publish, in the sources this library reads, from the dates it reads them. They do not show how much manipulation happened, which regulator does more, or whether activity rose or fell, because the sources start in different years and different documents are in or out of scope. Money is in US dollars only where a US regulator states it; sterling, Australian and Canadian figures are kept as published and are never converted. An allegation in a complaint is not a finding, and a record says which it is.

See the regulator pages for each source's dates and gaps, and five regulators compared for the same point in prose.