Exchange Act s.20(a)

Makes a person who controls a violator liable alongside it, unless the controller acted in good faith. 24 records cite it, filed 2015 to 2026.

United States · Securities Exchange Act of 1934 · 15 U.S.C. 78t(a)

Official text: 15 U.S.C. 78t (LII)

Counts

Most recent matched records

• SEC v. Aras Investment Business Group S.A.P.I. de C.V. and others (ponzi schemes, 2026) (2026-07-24)
• SEC v. Sanders Family Office and others (ponzi schemes, 2026) (2026-06-24)
• SEC v. Frederick Tayton Dencer, Luke Abelard Dencer and others (2024) (2024-12-11)
• SEC v. John J. Kralik V, JKV Capital, LLC and JKV LLC (2024) (2024-07-02)
• SEC v. Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes (boiler rooms, 2024) (2024-06-12)
• SEC v. Raymond J. Pirrello, Jr., et al. (2023) (2023-12-07)
• SEC v. Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas and others (ponzi schemes, 2023) (2023-09-21)
• SEC v. Royal Bengal Logistics, Inc. and Sanjay Singh (ponzi schemes, 2023) (2023-06-26)
• SEC v. Aaron Cain McKnight and others (2023) (2023-03-27)
• SEC v. BNZ One Capital, LLC, et al. (ponzi schemes, 2021) (2021-10-29)
• SEC v. Profit Connect Wealth Services, Inc., et al. (2021) (2021-07-20)
• SEC v. Terrence Chalk, et al. (2020) (2020-11-03)
• SEC v. Michael J. Starkweather and Andiamo Corporation, William White (matched orders, 2019) (2019-10-17)
• SEC v. Anton Senderov, et al. (boiler rooms, 2019) (2019-10-10)
• SEC v. Gil Beserglik, et al. (boiler rooms, 2019) (2019-09-30)