18 U.S.C. 1348 (securities fraud)

The federal crime of a scheme to defraud in connection with securities or commodities, or to obtain money by false pretences in a securities transaction. 3 records cite it, filed 2016 to 2024.

United States · Criminal Code · 18 U.S.C. 1348

Official text: 18 U.S.C. 1348 (LII)

Counts

By year filed

2016: 1
2021: 1
2024: 1

By agency

SEC: 2
CFTC: 1

By status

Judgment entered: 2
Settled: 1

Technique mix

Most recent matched records

SEC v. Sivannarayana Barama (insider trading, 2024) (2024-07-29)
CFTC v. Classic Energy LLC and Mathew D. Webb (block trade information misuse, 2021) (2021-06-15)
SEC v. L&L Energy, Inc. and Dickson Lee, CPA (undisclosed control blocks, 2016) (2016-02-17)

All 3 matched records

What this does not show

These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.