Market Manipulation. Search

CEA s.6(c)(1) and Regulation 180.1

Bans using or attempting to use manipulative or deceptive devices, including fraud, in connection with swaps, futures and commodity contracts; modelled on Rule 10b-5. 2 records cite it, filed 2013 to 2024.

United States · Commodity Exchange Act · 7 U.S.C. 9(1); 17 C.F.R. 180.1

Official text: 7 U.S.C. 9 (LII) · 17 C.F.R. 180.1 (LII)

Counts

By year filed

  • 2013: 1
  • 2024: 1

By agency

  • CFTC: 2

By status

  • Judgment entered: 1
  • Settled: 1

Technique mix

Most recent matched records

All 2 matched records

What this does not show

These are statutes cited in the record's document where it charges, finds or alleges a violation, not necessarily proven ones. Dismissed and pending matters count as alleged. A release that names no section is not matched, so counts understate use of this provision. The plain-language meaning is a summary, not legal advice.