CEA s.4c(a)(5)(C) (spoofing)

Bans bidding or offering with the intent to cancel before execution, which is how the Act defines spoofing. 19 records cite it, filed 2017 to 2022.

United States · Commodity Exchange Act · 7 U.S.C. 6c(a)(5)(C)

Official text: 7 U.S.C. 6c (LII)

Many CFTC releases name the spoofing prohibition without a section number. Those are matched on that wording, not on a numbered citation.

Counts

Most recent matched records

• CFTC v. Randy Chen and Tanius Technology, LLC (spoofing, 2022) (2022-09-26)
• CFTC v. Eric Schwartz (spoofing, 2022) (2022-08-24)
• CFTC v. Brendan Delovitch, Wesley Johnson, Rajeev Kansal and ARB Trading Group LP (spoofing, 2020) (2020-09-30)
• CFTC v. Thomas Donino and FNY Partners Fund LP (spoofing, 2020) (2020-09-28)
• CFTC v. Morgan Stanley Capital Group Inc. (spoofing, 2019) (2019-10-01)
• CFTC v. Mitsubishi International Corporation (spoofing, 2019) (2019-10-01)
• CFTC announcement of three spoofing settlements (Morgan Stanley Capital Group, Belvedere, Mitsubishi International) (2019) (2019-10-01)
• CFTC v. John Lawrence and Heraeus Metals New York LLC (spoofing, 2019) (2019-09-16)
• CFTC v. The Bank of Nova Scotia (spoofing, 2018) (2018-10-01)
• CFTC v. Mizuho Bank (spoofing, 2018) (2018-09-21)
• CFTC v. Geneva Trading USA (spoofing, 2018) (2018-09-20)
• CFTC v. Victory Asset, Inc. and Michael D. Franko (spoofing, 2018) (2018-09-19)
• CFTC v. HSBC Securities (USA) Inc. (spoofing, 2018) (2018-01-29)
• CFTC announcement of eight anti-spoofing actions against Deutsche Bank, HSBC and UBS (2018) (2018-01-29)
• CFTC v. Arab Global Commodities DMCC (spoofing, 2017) (2017-10-10)