ASIC manipulation enforcement actions

This library records 112 market manipulation enforcement actions brought by the Australian Securities and Investments Commission.

These are the ASIC actions our ingest has classified as involving a manipulation technique. Actions that do not allege manipulation are outside this library's scope and are not recorded, so this is not a complete mirror of ASIC enforcement.

Actions: 12
Total penalties: $0
Median penalty: —
Largest: —
Criminal parallel: 83%

Action	Agency	Filed	Technique	Penalty	Status
NSW man jailed for market manipulation (ASIC, 2015)	ASIC	2015-09-25	Matched Orders , Price Manipulation	—	unknown
ASIC v. D J Carmichael Pty Limited (price manipulation, 2015)	ASIC	2015-09-23	Price Manipulation	—	unknown
Former Hanlong managing director pleads guilty to insider trading (ASIC, 2015)	ASIC	2015-09-02	Insider Trading	—	filed
Alleged Ponzi scheme operator faces court (ASIC, 2015)	ASIC	2015-05-26	Ponzi Schemes	—	filed
ASIC permanently bans Australian mastermind of UK fraud (2015)	ASIC	2015-05-21	Boiler Rooms	—	unknown
Two men sentenced in Australia’s largest insider trading case (ASIC, 2015)	ASIC	2015-03-17	Insider Trading	—	dismissed
Former Genetic Technologies CEO jailed for market manipulation (ASIC, 2014)	ASIC	2014-11-28	Price Manipulation	—	unknown
Victorian couple charged with $1.5 million fraud (ASIC, 2014)	ASIC	2014-11-11	Ponzi Schemes	—	filed
Former Genetic Technologies CEO convicted of market manipulation (ASIC, 2014)	ASIC	2014-11-05	Price Manipulation	—	unknown
New South Wales man pleads guilty to market manipulation (ASIC, 2014)	ASIC	2014-10-16	Matched Orders , Price Manipulation	—	unknown
Former Hanlong managing director extradited, charged with insider trading (ASIC, 2014)	ASIC	2014-10-10	Insider Trading	—	judgment
Former director of Northern Star Resources Limited charged with insider trading (ASIC, 2014)	ASIC	2014-10-08	Insider Trading	—	filed