Dilution death spirals enforcement actions

This library records 1 enforcement action tagged dilution death spirals. A death spiral is a convertible instrument that converts into stock at a discount to the prevailing market price, so each conversion dilutes holders and pushes the price lower, entitling the holder to still more shares.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the dilution death spirals technique page.

Actions

1

Total penalties

$0

Median penalty

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Largest

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Criminal parallel

0%